General information about company
Scrip code	543263
NSE Symbol	SMCGLOBAL
MSEI Symbol	NA
ISIN	INE103C01036
Name of the entity	SMC GLOBAL SECURITIES LIMITED
Date of start of financial year	01-04-2025
Date of end of financial year	31-03-2026
Reporting Quarter Type	Quarterly
Date of Quarter Ending	30-06-2025
Type of company	Equity
Whether Annexure I (Part A) of the SEBI Circular dated December 31, 2024 related to Compliance Report on Corporate Governance is applicable to the entity?	Yes
Whether Annexure I (Part B) of the SEBI Circular dated December 31, 2024 related to Investor Grievance Redressal Report is Applicable to the entity?	Yes
Whether Annexure I (Part C) of the SEBI Circular dated December 31, 2024 related to Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies is Applicable to the entity?	No	No such instance during the quarter
Whether Annexure I (Part D) of the SEBI Circular dated December 31, 2024 related to Disclosure of Imposition of Fine or Penalty is Applicable to the entity?	Yes
Whether Annexure I (Part E) of the SEBI Circular dated December 31, 2024 related to Disclosure of Updates to Ongoing Tax Litigations or Disputes is Applicable to the entity?	No	There are no outstanding tax litigations that are material to the Company.
Risk management committee	Applicable
Market Capitalisation as per immediate previous Financial Year	Top 2000 listed entities
Is SCORE ID Available ?	Yes
SCORE Registration ID	s00890
Reason For No SCORE ID
Type of Submission	Original
Remarks (website dissemination)
Remarks for Exchange (not for Website Dissemination)

Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory

Whether the listed entity has a Regular Chairperson

Yes

Whether Chairperson is related to MD or CEO

Yes

SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directors Date of Birth

Subhash Chand Aggarwal

AAJPA9387K

00003267

Executive Director

Chairperson

02-07-1956

Mahesh Chand Gupta

AAAPG3736D

00003082

Executive Director

Not Applicable

30-01-1957

Ajay Garg

ABXPA2346P

00003166

Executive Director

Not Applicable

CEO

31-12-1973

Anurag Bansal

AAAPB5180A

00003294

Executive Director

Not Applicable

21-04-1975

Mrs

Shruti Aggarwal

APZPA8483R

06886453

Executive Director

Not Applicable

20-04-1991

Himanshu Gupta

AIEPG2872J

03187614

Non-Executive - Non Independent Director

Not Applicable

20-11-1986

Pranay Aggarwal

APYPA9951K

07827697

Non-Executive - Non Independent Director

Not Applicable

05-10-1994

Naveen ND Gupta

AEQPG6833D

00271748

Non-Executive - Independent Director

Not Applicable

08-11-1972

Narendra Kumar

ABNPK8802G

02307690

Non-Executive - Independent Director

Not Applicable

10-07-1957

Gobind Ram Choudhary

ACDPC1849C

01104704

Non-Executive - Independent Director

Not Applicable

15-03-1966

Dinesh Kumar Sarraf

AABPS4573P

00147870

Non-Executive - Independent Director

Not Applicable

03-09-1957

Hemant Bhargava

ACOPB2688P

01922717

Non-Executive - Independent Director

Not Applicable

20-07-1959

Neeru Abrol

AAAPA0048G

01279485

Non-Executive - Independent Director

Not Applicable

07-02-1955

Mrs

Sarita Kapur

AAAPK0816G

08848507

Non-Executive - Independent Director

Not Applicable

29-10-1964

I. Composition of Board of Directors

Disqualification of Directors under section 164 of the Companies Act, 2013

SrWhether the director is disqualified?Start Date of disqualificationEnd Date of disqualificationDetails of disqualificationCurrent status

Active

I. Composition of Board of Directors
Sr	Whether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations]	Date of passing special resolution	Initial Date of appointment	Date of Re-appointment	Date of cessation	Tenure of director (in months)	No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations)	No of Independent Directorship in listed entities including this listed entity [with reference to proviso to regulation 17A(1) & reg. 17A(2)]	Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)	No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)	Reason for Cessation	Notes for not providing PAN	Notes for not providing DIN
1	NA		19-12-1994	29-01-2025			1	0	0	0
2	NA		01-09-2007	01-09-2022			1	0	0	0
3	NA		28-03-2009	14-05-2018			1	0	0	0
4	NA		28-03-2009	28-03-2024			1	0	1	0
5	NA		16-06-2017	09-08-2023			1	0	0	0
6	NA		21-02-2018	21-02-2018			1	0	0	0
7	NA		13-02-2025	13-02-2025			1	0	0	0
8	NA		31-01-2018	31-01-2023		89	1	1	1	0
9	NA		16-09-2022	16-09-2022		33	2	2	3	1
10	NA		22-06-2023	22-06-2023		24	1	1	0	0
11	NA		09-08-2023	09-08-2023		22	1	1	2	1
12	NA		09-08-2023	09-08-2023		22	3	3	3	2
13	Yes	22-06-2024	30-03-2024	30-03-2024		15	6	6	6	1
14	NA		13-02-2025	13-02-2025		4	2	2	0	0

Audit Committee Details
Whether the Audit Committee has a Regular Chairperson					Yes
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	00147870	Dinesh Kumar Sarraf	Non-Executive - Independent Director	Chairperson	01-04-2024
2	01922717	Hemant Bhargava	Non-Executive - Independent Director	Member	01-04-2024
3	00271748	Naveen ND Gupta	Non-Executive - Independent Director	Member	31-01-2018
4	02307690	Narendra Kumar	Non-Executive - Independent Director	Member	01-04-2024

Nomination and remuneration committee
Whether the Nomination and remuneration committee has a Regular Chairperson					Yes
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	01104704	Gobind Ram Choudhary	Non-Executive - Independent Director	Chairperson	01-04-2024
2	00147870	Dinesh Kumar Sarraf	Non-Executive - Independent Director	Member	01-04-2024
3	00271748	Naveen ND Gupta	Non-Executive - Independent Director	Member	31-01-2018

Stakeholders Relationship Committee
Whether the Stakeholders Relationship Committee has a Regular Chairperson					Yes
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	02307690	Narendra Kumar	Non-Executive - Independent Director	Chairperson	01-04-2024
2	00147870	Dinesh Kumar Sarraf	Non-Executive - Independent Director	Member	01-04-2024
3	00003294	Anurag Bansal	Executive Director	Member	07-05-2022

Risk Management Committee
Whether the Risk Management Committee has a Regular Chairperson					Yes
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	00003294	Anurag Bansal	Executive Director	Chairperson	07-06-2021
2	01922717	Hemant Bhargava	Non-Executive - Independent Director	Member	01-04-2024
3	03187614	Himanshu Gupta	Non-Executive - Non Independent Director	Member	07-06-2021
4	00003166	Ajay Garg	Executive Director	Member	07-06-2021
5	00000000	Yashpal Chopra	Chief Risk Officer	Member	11-05-2025		Textual Information(1)
6	06886453	Shruti Aggarwal	Executive Director	Member	11-05-2025

Sr Text Block
Textual Information(1)	Mr. Yashpal Chopra has been appointed as Member in the Risk Managment Committee CHIEF RISK OFFICER with effect from 11th May, 2025

Corporate Social Responsibility Committee
Whether the Corporate Social Responsibility Committee has a Regular Chairperson
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	00003267	Subhash Chand Aggarwal	Executive Director	Chairperson	26-05-2014
2	00003082	Mahesh Chand Gupta	Executive Director	Member	26-05-2014
3	00147870	Dinesh Kumar Sarraf	Non-Executive - Independent Director	Member	01-04-2024

Other Committee
Sr	DIN Number	Name of Committee members	Name of other committee	Category 1 of directors	Category 2 of directors	Remarks

Annexure 1
Annexure 1
III. Meeting of Board of Directors
Disclosure of notes on meeting of board of directors explanatory
Sr. No.	Date(s) of meeting (if any) in the previous quarter	Date(s) of meeting (if any) in the current quarter	Maximum gap between any two consecutive (in number of days)	Notes for not providing Date	Whether requirement of Quorum met (Yes/No)	Total Number of Directors as on date of the meeting	Number of Directors present* (All directors including Independent Director)	No. of Independent Directors attending the meeting*
1	29-01-2025				Yes	12	12	6
2		11-05-2025	101		Yes	14	14	7

Annexure 1
IV. Meeting of Committees
Disclosure of notes on meeting of committees explanatory
Sr	Name of Committee	Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order)	Maximum gap between any two consecutive (in number of days)	Name of other committee	Reason for not providing date	Whether requirement of Quorum met (Yes/No)	Total Number of Directors in the Committee as on date of the meeting	Number of Directors Present (All Directors including Independent Director)	No. of Independent Directors attending the meeting*	No. of members attending the meeting (other than Board of Directors)
1	Audit Committee	29-01-2025				Yes	4	4	4	0
2	Audit Committee	11-05-2025	101			Yes	4	4	4	0
3	Nomination and remuneration committee	28-01-2025				Yes	3	3	3	0
4	Nomination and remuneration committee	10-05-2025	101			Yes	3	3	3	0
5	Stakeholders Relationship Committee	28-01-2025				Yes	3	3	2	0
6	Stakeholders Relationship Committee	10-05-2025	101			Yes	3	3	2	0

Annexure 1
IV. Meeting of Committees
Sr	Name of Committee	Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order)	Maximum gap between any two consecutive (in number of days)	Name of other committee	Reason for not providing date	Whether requirement of Quorum met (Yes/No)	Total Number of Directors in the Committee as on date of the meeting	Number of Directors Present (All Directors including Independent Director)	No. of Independent Directors attending the meeting*	No. of members attending the meeting (other than Board of Directors)
7	Risk Management Committee	28-01-2025				Yes	4	4	1	1
8	Risk Management Committee	10-05-2025	101			Yes	4	4	1	0
9	Risk Management Committee	26-05-2025	15			Yes	5	5	1	1
10	Corporate Social Responsibility Committee	28-01-2025				Yes	3	3	1	0
11	Corporate Social Responsibility Committee	10-05-2025	101			Yes	3	3	1	0

Annexure 1
V. Affirmations
Sr	Subject	Compliance status (Yes/No)
1	The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015	Yes
2	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit Committee	Yes
3	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committee	Yes
4	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committee	Yes
5	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 1000 listed entities)	Yes
6	The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.	Yes
7	The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.	Yes
8	This report and/or the report submitted in the previous quarter has been placed before Board of Directors.	Yes

Annexure 1
Sr	Subject	Compliance status
1	Name of signatory	SUMAN KUMAR
2	Designation	Company Secretary and Compliance Officer

Details of Cyber security incidence
Whether as per Regulation 27(2)(ba) of SEBI (LODR) Regulations, 2015 there has been cyber security incidents or breaches or loss of data or documents during the quarter		No
Number of cyber security incidence or breaches or loss of data event occurred during the quarter
Sr.	Date of the event	Brief details of the event

Signatory Details
Name of signatory	SUMAN KUMAR
Designation of person	Company Secretary and Compliance Officer
Place	NEW DELHI
Date	15-07-2025

Investor Grievance Details
No. of investor complaints pending at the beginning of Quarter	0
No. of investor complaints received during the Quarter	1
No. of investor complaints disposed off during the Quarter	1
No. of investor complaints those remaining unresolved at the end of the Quarter	0

Disclosure of Imposition of Fine or Penalty The details of imposition of fine or penalty during the quarter in terms of sub-para 20 of para A of Part A of Schedule III are given below:
Any Other Information for Disclosure of Imposition of Fine or Penalty
Sr. No.	Name of the authority	Nature and details of the action(s) taken or order(s) passed	Date of receipt of direction or order, including any ad interim or interim orders, or any other communication from the authority	Details of the violation(s)/ contravention(s) committed or alleged to be committed	Impact on financial, operation or other activities of the listed entity, quantifiable in monetary terms to the extent possible
1	National Stock Exchange	Penalties levied as per MCSGFC directives	09-04-2025	Operational issues identified by the Exchange	No financial impact only monetary penalty of Rs. 31,300/-
2	National Stock Exchange	Penalties levied as per MCSGFC directives	17-04-2025	Operational issues identified by the Exchange	No financial impact only monetary penalty of Rs. 66,300/-
3	National Stock Exchange	As per NSE circular NSE/SURV/57315	19-05-2025	Operational issues identified by the Exchange	No financial impact only monetary penalty of Rs. 20,000/-
4	National Stock Exchange	Penalties levied as per MCSGFC directives	29-05-2025	Operational issues identified by the Exchange	No financial impact only monetary penalty of Rs. 54,900/-
5	National Stock Exchange	Penalties levied as per MCSGFC directives	06-06-2025	Operational issues identified by the Exchange	No financial impact only monetary penalty of Rs. 9,200/-
6	National Stock Exchange	As per NSE circular NSE/SURV/57315	18-06-2025	Operational issues identified by the Exchange	No financial impact only monetary penalty of Rs. 20,000/-
7	National Stock Exchange	Penalties levied as per MCSGFC directives	25-06-2025	Operational issues identified by the Exchange	No financial impact only monetary penalty of Rs. 12,200/-
8	National Stock Exchange	Penalties levied as per MCSGFC directives	27-06-2025	Operational issues identified by the Exchange	No financial impact only monetary penalty of Rs. 16,400/-

General information about company

Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

I. Composition of Board of Directors

Disqualification of Directors under section 164 of the Companies Act, 2013

I. Composition of Board of Directors

Audit Committee Details

Nomination and remuneration committee

Stakeholders Relationship Committee

Risk Management Committee

Sr Text Block

Corporate Social Responsibility Committee

Other Committee

Annexure 1

Annexure 1

III. Meeting of Board of Directors

Annexure 1

IV. Meeting of Committees

Annexure 1

IV. Meeting of Committees

Annexure 1

V. Affirmations

Annexure 1

Details of Cyber security incidence

Signatory Details

Investor Grievance Details

Disclosure of Imposition of Fine or Penalty The details of imposition of fine or penalty during the quarter in terms of sub-para 20 of para A of Part A of Schedule III are given below: