General information about company | ||
| Scrip code | 543263 | |
| NSE Symbol | SMCGLOBAL | |
| MSEI Symbol | NOTLISTED | |
| ISIN | INE103C01036 | |
| Name of the entity | SMC GLOBAL SECURITIES LIMITED | |
| Date of start of financial year | 01-04-2025 | |
| Date of end of financial year | 31-03-2026 | |
| Reporting Quarter Type | Quarterly | |
| Date of Quarter Ending | 31-12-2025 | |
| Type of company | Equity | |
| Whether Annexure I (Part A) of the SEBI Circular dated December 31, 2024 related to Compliance Report on Corporate Governance is applicable to the entity? | Yes | |
| Whether Annexure I (Part B) of the SEBI Circular dated December 31, 2024 related to Investor Grievance Redressal Report is Applicable to the entity? | Yes | |
| Whether Annexure I (Part C) of the SEBI Circular dated December 31, 2024 related to Disclosure of Acquisition of Shares or Voting Rights in Unlisted Companies is Applicable to the entity? | No | No such instance during the quarter |
| Whether Annexure I (Part D) of the SEBI Circular dated December 31, 2024 related to Disclosure of Imposition of Fine or Penalty is Applicable to the entity? | Yes | |
| Whether Annexure I (Part E) of the SEBI Circular dated December 31, 2024 related to Disclosure of Updates to Ongoing Tax Litigations or Disputes is Applicable to the entity? | No | There are no outstanding tax litigations that are material to the Company |
| Risk management committee | Not Applicable | |
| Market Capitalisation as per immediate previous Financial Year | Top 2000 listed entities | |
| Is SCORE ID Available ? | Yes | |
| SCORE Registration ID | s00890 | |
| Reason For No SCORE ID | ||
| Type of Submission | Original | |
| Remarks (website dissemination) | ||
| Remarks for Exchange (not for Website Dissemination) | ||
Annexure I | |||||||||||||||||||||||||
Annexure I to be submitted by listed entity on quarterly basis | |||||||||||||||||||||||||
I. Composition of Board of Directors | |||||||||||||||||||||||||
| Disclosure of notes on composition of board of directors explanatory | |||||||||||||||||||||||||
| Whether the listed entity has a Regular Chairperson | Yes | ||||||||||||||||||||||||
| Whether Chairperson is related to MD or CEO | Yes | ||||||||||||||||||||||||
| Sr | Title (Mr / Ms) | Name of the Director | PAN | DIN | Category 1 of directors | Category 2 of directors | Category 3 of directors | Date of Birth | |||||||||||||||||
| 1 | Mr | Subhash Chand Aggarwal | AAJPA9387K | 00003267 | Executive Director | Chairperson | MD | 02-07-1956 | |||||||||||||||||
| 2 | Mr | Mahesh Chand Gupta | AAAPG3736D | 00003082 | Executive Director | Not Applicable | MD | 30-01-1957 | |||||||||||||||||
| 3 | Mr | Ajay Garg | ABXPA2346P | 00003166 | Executive Director | Not Applicable | CEO | 31-12-1973 | |||||||||||||||||
| 4 | Mr | Anurag Bansal | AAAPB5180A | 00003294 | Executive Director | Not Applicable | 21-04-1975 | ||||||||||||||||||
| 5 | Mrs | Shruti Aggarwal | APZPA8483R | 06886453 | Executive Director | Not Applicable | 20-11-1991 | ||||||||||||||||||
| 6 | Mr | Himanshu Gupta | AIEPG2872J | 03187614 | Non-Executive - Non Independent Director | Not Applicable | 20-11-1986 | ||||||||||||||||||
| 7 | Mr | Pranay Aggarwal | APYPA9951K | 07827697 | Non-Executive - Non Independent Director | Not Applicable | 05-10-1994 | ||||||||||||||||||
| 8 | Mr | Naveen ND Gupta | AEQPG6833D | 00271748 | Non-Executive - Independent Director | Not Applicable | 08-11-1972 | ||||||||||||||||||
| 9 | Mr | Narendra Kumar | ABNPK8802G | 02307690 | Non-Executive - Independent Director | Not Applicable | 10-07-1957 | ||||||||||||||||||
| 10 | Mr | Gobind Ram Choudhary | ACDPC1849C | 01104704 | Non-Executive - Independent Director | Not Applicable | 15-03-1966 | ||||||||||||||||||
| 11 | Mr | Dinesh Kumar Sarraf | AABPS4573P | 00147870 | Non-Executive - Independent Director | Not Applicable | 03-09-1957 | ||||||||||||||||||
| 12 | Mr | Hemant Bhargava | ACOPB2688P | 01922717 | Non-Executive - Independent Director | Not Applicable | 20-07-1959 | ||||||||||||||||||
| 13 | Ms | Neeru Abrol | AAAPA0048G | 01279485 | Non-Executive - Independent Director | Not Applicable | 07-02-1955 | ||||||||||||||||||
| 14 | Mrs | Sarita Kapur | AAAPK0816G | 08848507 | Non-Executive - Independent Director | Not Applicable | 29-10-1964 | ||||||||||||||||||
I. Composition of Board of Directors | |||||||||||||||||||||||||
Disqualification of Directors under section 164 of the Companies Act, 2013 | |||||||||||||||||||||||||
| Sr | Whether the director is disqualified? | Start Date of disqualification | End Date of disqualification | Details of disqualification | Current status | ||||||||||||||||||||
| 1 | No | Active | |||||||||||||||||||||||
| 2 | No | Active | |||||||||||||||||||||||
| 3 | No | Active | |||||||||||||||||||||||
| 4 | No | Active | |||||||||||||||||||||||
| 5 | No | Active | |||||||||||||||||||||||
| 6 | No | Active | |||||||||||||||||||||||
| 7 | No | Active | |||||||||||||||||||||||
| 8 | No | Active | |||||||||||||||||||||||
| 9 | No | Active | |||||||||||||||||||||||
| 10 | No | Active | |||||||||||||||||||||||
| 11 | No | Active | |||||||||||||||||||||||
| 12 | No | Active | |||||||||||||||||||||||
| 13 | No | Active | |||||||||||||||||||||||
| 14 | No | Active | |||||||||||||||||||||||
I. Composition of Board of Directors | |||||||||||||||||||||||||||
| Sr | Whether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations] | Date of passing special resolution | Initial Date of appointment | Date of Re-appointment | Date of cessation | Tenure of director (in months) | No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations) | No of Independent Directorship in listed entities including this listed entity [with reference to proviso to regulation 17A(1) & reg. 17A(2)] | Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations) | No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations) | Reason for Cessation | Notes for not providing PAN | Notes for not providing DIN | ||||||||||||||
| 1 | NA | 19-12-1994 | 29-01-2025 | 1 | 0 | 0 | 0 | ||||||||||||||||||||
| 2 | NA | 01-09-2007 | 01-09-2022 | 1 | 0 | 0 | 0 | ||||||||||||||||||||
| 3 | NA | 28-03-2009 | 14-05-2018 | 1 | 0 | 0 | 0 | ||||||||||||||||||||
| 4 | NA | 28-03-2009 | 28-03-2024 | 1 | 0 | 1 | 0 | ||||||||||||||||||||
| 5 | NA | 16-06-2017 | 09-08-2023 | 1 | 0 | 0 | 0 | ||||||||||||||||||||
| 6 | NA | 21-02-2018 | 21-02-2018 | 1 | 0 | 0 | 0 | ||||||||||||||||||||
| 7 | NA | 13-02-2025 | 13-02-2025 | 1 | 0 | 0 | 0 | ||||||||||||||||||||
| 8 | NA | 31-01-2018 | 31-01-2023 | 95 | 1 | 1 | 1 | 0 | |||||||||||||||||||
| 9 | NA | 16-09-2022 | 16-09-2022 | 39 | 2 | 2 | 3 | 1 | |||||||||||||||||||
| 10 | NA | 22-06-2023 | 22-06-2023 | 30 | 1 | 1 | 0 | 0 | |||||||||||||||||||
| 11 | NA | 09-08-2023 | 09-08-2023 | 28 | 1 | 1 | 2 | 1 | |||||||||||||||||||
| 12 | NA | 09-08-2023 | 09-08-2023 | 28 | 3 | 3 | 3 | 2 | |||||||||||||||||||
| 13 | Yes | 22-06-2024 | 30-03-2024 | 30-03-2024 | 21 | 5 | 5 | 5 | 1 | ||||||||||||||||||
| 14 | NA | 13-02-2025 | 13-02-2025 | 10 | 2 | 2 | 0 | 0 | |||||||||||||||||||
Audit Committee Details | |||||||
| Whether the Audit Committee has a Regular Chairperson | Yes | ||||||
| Sr | DIN Number | Name of Committee members | Category 1 of directors | Category 2 of directors | Date of Appointment | Date of Cessation | Remarks |
| 1 | 00147870 | Dinesh Kumar Sarraf | Non-Executive - Independent Director | Chairperson | 01-04-2024 | ||
| 2 | 01922717 | Hemant Bhargava | Non-Executive - Independent Director | Member | 01-04-2024 | ||
| 3 | 00271748 | Naveen ND Gupta | Non-Executive - Independent Director | Member | 31-01-2018 | ||
| 4 | 02307690 | Narendra Kumar | Non-Executive - Independent Director | Member | 01-04-2024 | ||
Nomination and remuneration committee | |||||||
| Whether the Nomination and remuneration committee has a Regular Chairperson | Yes | ||||||
| Sr | DIN Number | Name of Committee members | Category 1 of directors | Category 2 of directors | Date of Appointment | Date of Cessation | Remarks |
| 1 | 01104704 | Gobind Ram Choudhary | Non-Executive - Independent Director | Chairperson | 01-04-2024 | ||
| 2 | 00147870 | Dinesh Kumar Sarraf | Non-Executive - Independent Director | Member | 01-04-2024 | ||
| 3 | 00271748 | Naveen ND Gupta | Non-Executive - Independent Director | Member | 31-01-2018 | ||
Stakeholders Relationship Committee | |||||||
| Whether the Stakeholders Relationship Committee has a Regular Chairperson | Yes | ||||||
| Sr | DIN Number | Name of Committee members | Category 1 of directors | Category 2 of directors | Date of Appointment | Date of Cessation | Remarks |
| 1 | 02307690 | Narendra Kumar | Non-Executive - Independent Director | Chairperson | 01-04-2024 | ||
| 2 | 00147870 | Dinesh Kumar Sarraf | Non-Executive - Independent Director | Member | 01-04-2024 | ||
| 3 | 00003294 | Anurag Bansal | Executive Director | Member | 07-05-2022 | ||
Risk Management Committee | |||||||
| Whether the Risk Management Committee has a Regular Chairperson | Yes | ||||||
| Sr | DIN Number | Name of Committee members | Category 1 of directors | Category 2 of directors | Date of Appointment | Date of Cessation | Remarks |
| 1 | 00003294 | Anurag Bansal | Executive Director | Chairperson | 07-06-2021 | ||
| 2 | 01922717 | Hemant Bhargava | Non-Executive - Independent Director | Member | 01-04-2024 | ||
| 3 | 03187614 | Himanshu Gupta | Non-Executive - Non Independent Director | Member | 07-06-2021 | ||
| 4 | 00003166 | Ajay Garg | Executive Director | Member | 07-06-2021 | ||
| 5 | 00000000 | Yashpal Chopra | Chief Risk Officer | Member | 11-05-2025 | Textual Information(1) | |
| 6 | 06886453 | Shruti Aggarwal | Executive Director | Member | 11-05-2025 | ||
Sr Text Block | |
| Textual Information(1) | Mr. Yashpal Chopra has been appointed in Risk Management Committee as Chief Risk Office with the effect from 11th May,2025 |
Corporate Social Responsibility Committee | |||||||
| Whether the Corporate Social Responsibility Committee has a Regular Chairperson | Yes | ||||||
| Sr | DIN Number | Name of Committee members | Category 1 of directors | Category 2 of directors | Date of Appointment | Date of Cessation | Remarks |
| 1 | 00003267 | Subhash Chand Aggarwal | Executive Director | Chairperson | 26-05-2014 | ||
| 2 | 00003082 | Mahesh Chand Gupta | Executive Director | Member | 26-05-2014 | ||
| 3 | 00147870 | Dinesh Kumar Sarraf | Non-Executive - Independent Director | Member | 01-04-2024 | ||
Other Committee | ||||||
| Sr | DIN Number | Name of Committee members | Name of other committee | Category 1 of directors | Category 2 of directors | Remarks |
Annexure 1 | ||||||||
Annexure 1 | ||||||||
III. Meeting of Board of Directors | ||||||||
| Disclosure of notes on meeting of board of directors explanatory | ||||||||
| Sr. No. | Date(s) of meeting (if any) in the previous quarter | Date(s) of meeting (if any) in the current quarter | Maximum gap between any two consecutive (in number of days) | Notes for not providing Date | Whether requirement of Quorum met (Yes/No) | Total Number of Directors as on date of the meeting | Number of Directors present* (All directors including Independent Director) | No. of Independent Directors attending the meeting* |
| 1 | 26-07-2025 | Yes | 14 | 14 | 7 | |||
| 2 | 24-09-2025 | 59 | Yes | 14 | 14 | 7 | ||
| 3 | 30-10-2025 | 35 | Yes | 14 | 14 | 7 | ||
Annexure 1 | ||||||||||
IV. Meeting of Committees | ||||||||||
| Disclosure of notes on meeting of committees explanatory | ||||||||||
| Sr | Name of Committee | Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order) | Maximum gap between any two consecutive (in number of days) | Name of other committee | Reason for not providing date | Whether requirement of Quorum met (Yes/No) | Total Number of Directors in the Committee as on date of the meeting | Number of Directors Present (All Directors including Independent Director) | No. of Independent Directors attending the meeting* | No. of members attending the meeting (other than Board of Directors) |
| 1 | Audit Committee | 26-07-2025 | Yes | 4 | 4 | 4 | 0 | |||
| 2 | Audit Committee | 24-09-2025 | 59 | Yes | 4 | 4 | 4 | 0 | ||
| 3 | Audit Committee | 30-10-2025 | 35 | Yes | 4 | 4 | 4 | 0 | ||
| 4 | Nomination and remuneration committee | 25-07-2025 | Yes | 3 | 3 | 3 | 0 | |||
| 5 | Stakeholders Relationship Committee | 25-07-2025 | Yes | 3 | 3 | 2 | 0 | |||
| 6 | Stakeholders Relationship Committee | 26-10-2025 | 92 | Yes | 3 | 3 | 2 | 0 | ||
Annexure 1 | ||||||||||
IV. Meeting of Committees | ||||||||||
| Sr | Name of Committee | Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order) | Maximum gap between any two consecutive (in number of days) | Name of other committee | Reason for not providing date | Whether requirement of Quorum met (Yes/No) | Total Number of Directors in the Committee as on date of the meeting | Number of Directors Present (All Directors including Independent Director) | No. of Independent Directors attending the meeting* | No. of members attending the meeting (other than Board of Directors) |
| 7 | Risk Management Committee | 25-07-2025 | Yes | 5 | 5 | 1 | 1 | |||
| 8 | Risk Management Committee | 26-10-2025 | 92 | Yes | 5 | 5 | 1 | 1 | ||
Annexure 1 | ||
V. Affirmations | ||
| Sr | Subject | Compliance status (Yes/No) |
| 1 | The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015 | Yes |
| 2 | The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit Committee | Yes |
| 3 | The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committee | Yes |
| 4 | The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committee | Yes |
| 5 | The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 1000 listed entities) | Yes |
| 6 | The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015. | Yes |
| 7 | The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015. | Yes |
| 8 | This report and/or the report submitted in the previous quarter has been placed before Board of Directors. | Yes |
Annexure 1 | ||
| Sr | Subject | Compliance status |
| 1 | Name of signatory | SUMAN KUMAR |
| 2 | Designation | Company Secretary and Compliance Officer |
Details of Cyber security incidence | ||
| Whether as per Regulation 27(2)(ba) of SEBI (LODR) Regulations, 2015 there has been cyber security incidents or breaches or loss of data or documents during the quarter | No | |
| Number of cyber security incidence or breaches or loss of data event occurred during the quarter | ||
| Sr. | Date of the event | Brief details of the event |
Signatory Details | |
| Name of signatory | SUMAN KUMAR |
| Designation of person | Company Secretary and Compliance Officer |
| Place | NEW DELHI |
| Date | 06-01-2026 |
Investor Grievance Details | |
| No. of investor complaints pending at the beginning of Quarter | 0 |
| No. of investor complaints received during the Quarter | 4 |
| No. of investor complaints disposed off during the Quarter | 4 |
| No. of investor complaints those remaining unresolved at the end of the Quarter | 0 |
Disclosure of Imposition of Fine or Penalty The details of imposition of fine or penalty during the quarter in terms of sub-para 20 of para A of Part A of Schedule III are given below: | |||||
| Any Other Information for Disclosure of Imposition of Fine or Penalty | |||||